SEC Professionals Groups

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FY23Q1 Heads Up - SEC Rulemaking & Enforcement Updates 

03-30-2023 11:32 AM

Course Description

Join our insightful conversation with esteemed guest David Peavler, Partner at Jones Day and
recently retired Director of the SEC Ft Worth Regional Office, as he shares his perspective on
SEC rulemaking, enforcement actions, and financial reporting. David will dive into your
questions and share his thoughts on recently proposed and adopted disclosure rules, share
insights on staying out of trouble, and what to do if something goes wrong.

Learning Objectives

After attending this session, you will be able to:

  • Identify the SEC's current areas of focus for financial reporting related enforcement
  • Evaluate the impact of recently proposed and adopted SEC disclosure rules
  • Understand the different roles of the SEC’s Division of Corporation Finance and
    Enforcement Division
  • Explain the principles and best practices of company and SEC whistleblowing programs