By Matt Kelly, Radical Compliance For more than 20 years now, internal audit and corporate accounting teams have strived to build effective internal accounting controls — necessary for strong financial reporting, Sarbanes-Oxley compliance, anti-fraud programs, and more. ...
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The days of a cybersecurity breach being only “an IT issue” are over. During his years as an internal audit leader, Grant Ostler, Executive Advisor of Pro Groups, survived two cybersecurity incidents. And while he can confidently say it is never fun, it’s much more painful to go through one...
Good day, I'm reaching out to my fellow professionals with a question I'm being challenged with and need to confirm whether the guidance I'm providing to the relevant management teams are correct. When performing User Acceptance Testing for new system implementations, to what level of evidencing...
Hi everyone, I recently became a CPA licensed in New York State and was looking into potentially getting involved in performed SOX testing. I have been involved in Risk Management and Internal Audit for a decade. I have looked online for more details on what is required to perform SOX testing...
With artificial intelligence (AI) at the forefront of most company discussions about innovation, this updated report looks at how U.S. public companies are discussing the opportunities and risks that it provides and poses for disrupting business models. MyLogIQ’s key findings from the report...
By George Wilson On August 28, 2023, the SEC announced an Order of Suspension Pursuant to Rule 102(e) barring Peter Armbruster, CPA, former CFO of Roadrunner Transportation Systems, Inc. (“Roadrunner”), from appearing or practicing before the Commission. The bar was based on...
Former high-level staff of the Securities and Exchange Commission spent an hour answering live questions in front of nearly 400 people who attended the SEC Professionals Group Q3 national meeting in Nashville during the Workiva Amplify conference. Pro Group chapters across the country also tuned...
By George Wilson On June 13, 2023, the Office of Information and Regulatory Affairs, of the U.S. Government’s Office of Management and Budget, released the “Spring 2023 Unified Agenda of Regulatory and Deregulatory Actions,” which includes the short-term and long-term projects...
Q1 Meeting: A Q&A on SEC Rulemaking and Enforcement with David Peavler The SEC under Chair Gary Gensler has been more aggressive in its rulemaking and use of enforcement actions than commissions of the past, former SEC Regional Director David Peavler said at the Q1 SEC Pro Group...
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