Financial reporting and SOX compliance teams are always looking for ways to reduce the risk of erroneous financial reporting, and one cutting-edge strategy to achieve that is through continuous controls monitoring. The idea certainly sounds appealing. With clever use of technologies...
(1 CPE) Join SEC Pro for this replay of our timely discussion designed to help filers reflect on lessons learned from recent 10-K filings and prepare for evolving expectations in 2026. Patrick Gilmore (Deloitte) will share insights on current SEC disclosure trends, recent comment letter...
03-12-2026 | 11:00 AM - 12:00 PM CT
(1 CPE) As you transition from year-end reporting into the first quarter of a new filing cycle, understanding both recent SEC scrutiny and what lies ahead is critical. Join SEC Pro for a timely discussion designed to help filers reflect on lessons learned from recent 10-K filings and prepare...
03-10-2026 | 01:00 PM - 02:00 PM CT
Another amazing year is in the books, and it’s all thanks to members like you. You showed up time after time. You engaged in discussions, read blogs, attended webinars, and supported chapters. You helped make 2025 our best year yet. Before we ring in 2026, we’ve compiled the ultimate 'Best of...
On August 13, 2025, the SEC announced a new “ statistics and data visualization page ” that provides a wealth of capital market statistics including information about public offerings, exempt offerings and number and categories of reporting issuers. According to the SEC’s ...
By Matt Kelly, Radical Compliance For more than 20 years now, internal audit and corporate accounting teams have strived to build effective internal accounting controls — necessary for strong financial reporting, Sarbanes-Oxley compliance, anti-fraud programs, and more. ...
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The days of a cybersecurity breach being only “an IT issue” are over. During his years as an internal audit leader, Grant Ostler, Executive Advisor of Pro Groups, survived two cybersecurity incidents. And while he can confidently say it is never fun, it’s much more painful to go through one...
As companies prepare for their next proxy statement, the SEC Enforcement Division has sent a reminder to focus carefully on perks disclosures. In the latest of its on-going series of perks related enforcement actions, on December 17, 2024, Express, Inc . was charged with failure to...
This content has been provided by Equity Methods, a Community and Chapter Sponsor of the SEC Professionals Group. Equity Methods provides valuation, financial reporting, and human resources advisory services related to equity compensation and other complex securities. On March 8,...
By George Wilson As we discussed in this blog post , one of the challenges in the SEC’s July 2023 cybersecurity disclosure rules is determining when an Item 1.05 Form 8-K to disclose a material cybersecurity incident will be required. The Instructions for the 1.05 Form 8-K state: ...
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