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Blog Entry

Is Violating Rule 21F-17(a) Still an Enforcement Priority?

Over the years the SEC’s Enforcement Division has brought a number of cases against companies, including J.P. Morgan Securities LLC , CBRE, Inc. and The Brink’s Company , for violating Rule 21F-17(a) of the Securities Exchange Act of 1934. This section of the Act prohibits...

Event

The New Reporting Reality: Skills and Structures Every Organization Needs Now

(1 CPE) While financial and non-financial reporting requirements evolve, the need to deliver clear, reliable information across financial, operational, and sustainability domains has never been more important. But teams are still using the same organizational structures, processes and tools...

 06-30-2026 | 01:00 PM - 02:00 PM CT

Blog Entry

JOB OPENING: Manager, Financial Reporting & Policy (Tulsa, OK)

BOK Financial is a regional financial services company headquartered in Tulsa, Oklahoma, offering commercial banking, wealth management, and personal banking services. Position Overview The Manager, Financial Reporting and Policy is responsible for the preparation of all external...

Blog Entry

JOB OPENING: Senior Analyst, Control Operations (Tulsa, OK)

BOK Financial is a regional financial services company headquartered in Tulsa, Oklahoma, offering commercial banking, wealth management, and personal banking services. Position Overview The Senior Analyst, Control Operations will use their knowledge of GAAP and bank operations,...

Event

Form 10-Q, Proxy Statement, and Section 16 SEC Reporting Essentials Workshop 2026 (Sponsored Event)

In this virtual Workshop for SEC reporting professionals, using the SEC’s guidance discussed in our SEC 101 Reporting Essentials for Financial Professionals Workshop: Legal Foundations & SEC Research Tools or the SEC 101 Reporting Essentials for Lawyers Workshop: Legal Foundations & SEC...

 09-16-2026 | 01:00 PM - 04:00 PM ET

Event

Form 8-K SEC Reporting Essentials Workshop 2026 (Sponsored Event)

In this virtual workshop for SEC reporting professionals, using the SEC’s guidance discussed in our SEC 101 Reporting Essentials for Financial Professionals Workshop: Legal Foundations & SEC Research Tools, or the SEC 101 Reporting Essentials for Lawyers Workshop: Legal Foundations & SEC...

 09-04-2026 | 01:00 PM - 04:30 PM ET

Event

10-Q and K Disclosure Prep: The Latest Trends in SEC Disclosure

(1 CPE) In addition to potential significant SEC rulemaking, SEC disclosure expectations continue to evolve as companies prepare for mid-year reporting, bringing new questions around comment letter trends, disclosure clarity, and emerging areas of regulatory focus. Join the SEC...

 06-09-2026 | 01:00 PM - 02:00 PM CT

Blog Entry

Continuous Controls Monitoring: A Great Idea; Proceed With Caution

Financial reporting and SOX compliance teams are always looking for ways to reduce the risk of erroneous financial reporting, and one cutting-edge strategy to achieve that is through continuous controls monitoring. The idea certainly sounds appealing. With clever use of technologies...

Blog Entry

Q4 2025 Community Highlights

Another amazing year is in the books, and it’s all thanks to members like you. You showed up time after time. You engaged in discussions, read blogs, attended webinars, and supported chapters. You helped make 2025 our best year yet. Before we ring in 2026, we’ve compiled the ultimate 'Best of...

Blog Entry

SEC Creates New Market Statistics and Data Visualizations Resources (Sponsored)

On August 13, 2025, the SEC announced a new “ statistics and data visualization page ” that provides a wealth of capital market statistics including information about public offerings, exempt offerings and number and categories of reporting issuers. According to the SEC’s ...