The days of a cybersecurity breach being only “an IT issue” are over. During his years as an internal audit leader, Grant Ostler, Executive Advisor of Pro Groups, survived two cybersecurity incidents. And while he can confidently say it is never fun, it’s much more painful to go through one...
Bring your colleagues and join us for breakfast and a lively discussion with panelists from the SEC Pro Las Vegas chapter as they discuss how to navigate the challenges of today’s cybersecurity landscape. Cyber and ransomware attacks are a growing reality with broad impacts across...
03-24-2025 | 08:30 AM - 10:30 AM ET Atlanta GA
As companies prepare for their next proxy statement, the SEC Enforcement Division has sent a reminder to focus carefully on perks disclosures. In the latest of its on-going series of perks related enforcement actions, on December 17, 2024, Express, Inc . was charged with failure to...
As climate disclosure regulations expand globally, companies face increasing demands for transparency. Recent California legislation, now transitioning into regulation, will soon require businesses operating in the state to report specific climate data. Understanding these requirements and...
03-20-2025 | 12:00 PM - 03:30 PM PT San Francisco CA
This content has been provided by Equity Methods, a Community and Chapter Sponsor of the SEC Professionals Group. Equity Methods provides valuation, financial reporting, and human resources advisory services related to equity compensation and other complex securities. On March 8,...
By George Wilson As we discussed in this blog post , one of the challenges in the SEC’s July 2023 cybersecurity disclosure rules is determining when an Item 1.05 Form 8-K to disclose a material cybersecurity incident will be required. The Instructions for the 1.05 Form 8-K state: ...
By George Wilson On November 14, 2023, the Division of Enforcement announced its 2023 results in this Press Release and related Addendum . According to the Press Release, the Division of Enforcement: Brought 784 enforcement actions, an increase of 3%; Levied...
With artificial intelligence (AI) at the forefront of most company discussions about innovation, this updated report looks at how U.S. public companies are discussing the opportunities and risks that it provides and poses for disrupting business models. MyLogIQ’s key findings from the report...
By George Wilson, On November 22, 2023, the SEC postponed the effective date of its Share Repurchase Disclosure Modernization rule . The postponement was in the wake of an opinion by the U.S. Court of Appeals for the Fifth District in Chamber of Com. of the USA v SEC . You can...
By George Wilson On November 7, 2023, the Division of Corporation Finance announced a new online system for submitting shareholder proposals under the Division’s process to provide informal, non-binding staff views regarding companies’ intentions to exclude proposals from proxy statements. ...
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