This Document contains the Internal Controls based on the regulation of SOX (Sarbanes Oxley Act 2002). Implement these internal controls which can mitigate the risk of non-compliance with the regulation and avoid/mitigate the risk of legal implications due to non-compliance with the regulation ...
SOX_Corporate_Tax_Returns.xlsx
Includes Columns for the following with an example: Control Considerations - Automated system generated complaint numbers upon logging of customer complaints in the system. Audit Procedure to Test the Control - Check that complaint handling procedures are documented and complaint handling...
Complaint_Handling.xlsx
AUDIT OBJECTIVES: Policies and Procedures related to the administration of the Police Department and its various services have been developed and implemented. Administration and management of the police services provide an effective internal control environment, clear lines of...
Police_Department_Security_and_Monitoring_Audit.xlsx
Name: Cash Management Audit Program Description: Title of the Audit Working Paper: Cash Management Audit Program Purpose of the working paper: To establish inherent risks and institute mitigating controls around Cash Management auditable entity. Audit objectives for the working...
Cash_Management_Audit_Program.xlsx
Use this resource to establish inherent risks and mitigating controls available with Treasury. #Procedures #Financial-GRC
2022_GRC_Treasury.xlsx
Use this resource to establish inherent risks and mitigating controls available with Sales. #Financial-GRC #Procedures
2022_GRC_Sales.xlsx
Use this resource to establish inherent risks and mitigating controls available with Procurement. #Procedures #Financial-GRC
2022_GRC_Procurement.xlsx
Use this resource to establish inherent risks and mitigating controls available with Pension/ Retirement Programs. #Financial-GRC #Procedures
2022_GRC_Pensions_Retirement_Programs.xlsx
Us this resource to establish inherent risks and mitigating controls available with Payroll. #Procedures #Financial-GRC
2022_GRC_Payroll.xlsx
Use this resource to establish inherent risks and mitigating controls available with Leases. #Procedures #Financial-GRC
2022_GRC_Leases.xlsx