Planning The auditor should determine whether specialized skill or knowledge is needed. The engagement team may need specialized skill or knowledge in the areas of cryptography, distributed ledger technology, valuation, and laws and regulations (including with respect to know-your-customer...
Auditing_Cryptocurrency (1).xlsx
Name: Company Secretary Legal RCSA Description: Title of the Audit Working Paper: Company Secretary Legal RCSA Purpose of the working paper: To establish inherent risks and mitigating controls available with Company Secretary / Legal Audit objectives for the working paper: To...
Company_Secretary_Legal_RCSA.xlsx
Name: Company Secretary & Legal Audit Program Description: Title of the Audit Working Paper: Company Secretary & Legal Audit Program Purpose of the working paper: To establish inherent risks and institute mitigating controls around Company Secretary & Legal auditable...
Company_Secretary_Legal_Audit_Program.xlsx
Name: Complaint Management Process Flow Description: Title of the Audit Working Paper: Complaint Management Process Flow Purpose of the working paper: To document process control document for Client Acceptance and Anti-Money Laundering Audit objectives for the working paper: To...
Complaint_Management_Process_Flow.xlsx
Name: Cash Management Audit Program Description: Title of the Audit Working Paper: Cash Management Audit Program Purpose of the working paper: To establish inherent risks and institute mitigating controls around Cash Management auditable entity. Audit objectives for the working...
Cash_Management_Audit_Program.xlsx
Name: Call Centre RCSA Description: Title of the Audit Working Paper: Risk Control Self-Assessment (RCSA) Checklist - Call Centre Purpose of the working paper: To establish inherent risks and mitigating controls available with Call Centre Unit. Audit objectives for the working...
Call_Centre_RCSA.xlsx
Name: Branch Banking RCSA Description: Title of the Audit Working Paper: Risk Control Self-Assessment (RCSA) Checklist - Branch Banking Purpose of the working paper: To establish inherent risks and mitigating controls available with Branch Banking Unit Audit objectives for the...
Branch_Banking_RCSA.xlsx
Name: Accounts Payable Accruals Process Flow Description: Title of the Audit Working Paper: Accounts Payable Accruals Process Flow Purpose of the working paper: To document process control document for Accounts Payable Accruals Audit objectives for the working paper: To assess...
Accounts_Payable_Accruals_Process_Flow.xlsx
Use this resource to document process control document for Impairment / Disposal of Fixed Assets. #Financial
2022_Impairment_Disposal_of_Fixed_Assets_Process_Flow.xlsx
Use this resource to document process control document for Head Office Financial Reporting. #Financial