Name: Company Secretary Legal RCSA Description: Title of the Audit Working Paper: Company Secretary Legal RCSA Purpose of the working paper: To establish inherent risks and mitigating controls available with Company Secretary / Legal Audit objectives for the working paper: To...
Company_Secretary_Legal_RCSA.xlsx
Name: Company Secretary & Legal Audit Program Description: Title of the Audit Working Paper: Company Secretary & Legal Audit Program Purpose of the working paper: To establish inherent risks and institute mitigating controls around Company Secretary & Legal auditable...
Company_Secretary_Legal_Audit_Program.xlsx
Name: Complaint Management Process Flow Description: Title of the Audit Working Paper: Complaint Management Process Flow Purpose of the working paper: To document process control document for Client Acceptance and Anti-Money Laundering Audit objectives for the working paper: To...
Complaint_Management_Process_Flow.xlsx
Name: Cash Management Audit Program Description: Title of the Audit Working Paper: Cash Management Audit Program Purpose of the working paper: To establish inherent risks and institute mitigating controls around Cash Management auditable entity. Audit objectives for the working...
Cash_Management_Audit_Program.xlsx
Name: Call Centre RCSA Description: Title of the Audit Working Paper: Risk Control Self-Assessment (RCSA) Checklist - Call Centre Purpose of the working paper: To establish inherent risks and mitigating controls available with Call Centre Unit. Audit objectives for the working...
Call_Centre_RCSA.xlsx
Name: Accounts Payable Accruals Process Flow Description: Title of the Audit Working Paper: Accounts Payable Accruals Process Flow Purpose of the working paper: To document process control document for Accounts Payable Accruals Audit objectives for the working paper: To assess...
Accounts_Payable_Accruals_Process_Flow.xlsx
Name: Branch Banking RCSA Description: Title of the Audit Working Paper: Risk Control Self-Assessment (RCSA) Checklist - Branch Banking Purpose of the working paper: To establish inherent risks and mitigating controls available with Branch Banking Unit Audit objectives for the...
Branch_Banking_RCSA.xlsx
Use this resource to document process control document for Impairment / Disposal of Fixed Assets. #Financial
2022_Impairment_Disposal_of_Fixed_Assets_Process_Flow.xlsx
Use this resource to document process control document for Head Office Financial Reporting. #Financial
Land Trust Audit Program I. OPERATIONS: 1. Review the previous audits and examinations for any previous findings or recommendations. Have all findings or recommendation been implemented?...
LandTrust_Banking_2009.xls