(1 CPE) Join SEC Pro for this replay of our timely discussion designed to help filers reflect on lessons learned from recent 10-K filings and prepare for evolving expectations in 2026. Patrick Gilmore (Deloitte) will share insights on current SEC disclosure trends, recent comment letter...
03-12-2026 | 11:00 AM - 12:00 PM CT
Another amazing year is in the books, and it’s all thanks to members like you. You showed up time after time. You engaged in discussions, read blogs, attended webinars, and supported chapters. You helped make 2025 our best year yet. Before we ring in 2026, we’ve compiled the ultimate 'Best of...
By George Wilson On September 25, 2023, the SEC announced a settled enforcement action against GTT Communications, Inc. GTT grew rapidly, primarily through acquisitions. This growth created challenges and disruption that eventually resulted in material problems in two of GTT’s key...
By George Wilson On August 28, 2023, the SEC announced an Order of Suspension Pursuant to Rule 102(e) barring Peter Armbruster, CPA, former CFO of Roadrunner Transportation Systems, Inc. (“Roadrunner”), from appearing or practicing before the Commission. The bar was based on...
By George Wilson Metrics and other key performance indicators present complex disclosure considerations that are similar to issues surrounding the use of non-GAAP measures. It is important to remember that disclosure of metrics may be required, particularly in MD&A. Regulation...
By George Wilson In the SEC’s December 14, 2022, Final Rule, Insider Trading Arrangements and Related Disclosures , the transition provisions provided: Issuers that are SRCs will be required to comply with the new disclosure and tagging requirements in Exchange Act periodic...
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