SOX Professionals Group

Hi SOX & Internal Controls Pro Group Members. I am pleased to share that we have kicked off our annual State of the SOX & Internal Controls Market Survey. ...

Similar to what Amanda said, we have ITGCs over the data warehouse, etc, I will have to double check again on exactly why Power BI was not in scope.  Our control that failed was due to lack of EOR so to remediate, the process owner will now screenshot ...

Hi Paige,  I have encountered this at my last bank, and building them at the current bank. We have ITGCs over the data warehouse and data transformation (normalizing data for business use) that are tested as part of the annual audit.  We apply specific ...

Thank you Andrew.  That actually makes more sense to me, and further highlights that not all failures are created equally.  Your process sounds more consistent with how we handle these at prior companies.  Much appreciated. ------------------------------ ...

Thank you!  Any chance you know what remediation looks like?  Do you think it'll be in scope this year?   ------------------------------ Paige Testerman Lead Auditor Evergy ------------------------------

Keeping an eye on this.  It wasn't in scope for us this past year for our new acquisition, but there were controls that they used it for and we got dinged for not having enough evidence of review documented due to the nature of the app. ------------------------------ ...