SEC Professionals Groups

 View Only

CorpFin Announces Mandatory Online Process for Requesting Views on Excluding Shareholder Proposals

By Professionals Group posted 11-17-2023 10:32 AM


By George Wilson

On November 7, 2023, the Division of Corporation Finance announced a new online system for submitting shareholder proposals under the Division’s process to provide informal, non-binding staff views regarding companies’ intentions to exclude proposals from proxy statements.  Companies must use this new online form.  Emailed submissions will not be accepted.  You can read more and find a link to the online form here.  


This announcement does not change the Division’s process for providing informal, non-binding views, which is described on this webpage.


As always, your thoughts and comments are welcome!