Please enjoy the recording of our April 2024 webinar Developing a High Performing Team: Tips for Recruiting and Retaining Audit Talent led by Sue Ulrey (Executive Director at MorganFranklin Consulting). You may also download a copy of the slides below. Webinar Description Finding and...
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This content has been provided by Equity Methods, a Community and Chapter Sponsor of the SEC Professionals Group. Equity Methods provides valuation, financial reporting, and human resources advisory services related to equity compensation and other complex securities. On March 8,...
Each year, the SOX Pro Group launches the State of the Market survey to capture key trends and insights directly from practitioners in the industry. The 2023 survey wrapped up earlier this year, and we're excited to present the key findings to you in our annual benchmarking report. Download...
2023 SOX Pro Group SoTM Report Final.pdf
Each year, the State of Market survey launches to capture key trends and insights from professionals in the SOX, internal controls, and internal audit professionals. In 2023, over 160 professionals participated in the survey, providing valuable insights into the industry and current events. ...
State of the Market Survey 2023- Full Dataset.xlsx
By George Wilson [Part 4 of 5] Details of Share Repurchase Disclosure Modernization As we overviewed in the first post in this series, in late 2022 and early 2023, the SEC adopted four Final Rules that created a raft of new and detailed reporting requirements in...
[Part 2 of 5] Insider Trading Arrangements and Related Disclosures (Rule 10b5-1 Plans) By George Wilson As we overviewed in the first post in this series, in late 2022 and early 2023, the SEC adopted four Final Rules that created a raft of new and detailed reporting...
[Part 3 of 5] Listing Standards for Recovery of Erroneously Awarded Compensation Disclosures As we overviewed in the first post in this series, in late 2022 and early 2023, the SEC adopted four Final Rules that created a raft of new and detailed reporting requirements in...
By George Wilson [Part 1 of 5] In late 2022 and early 2023, the SEC adopted four Final Rules that created a raft of new and detailed reporting requirements in Forms 10-Q and 10-K. (The rules also affected proxy statements – more about that in a later post.) This is the first...
Key Findings from the 2017 State of the SOX/IC Market Report: Overall SOX compliance costs remained relatively flat from the previous year. More organizations are bringing SOX compliance functions in-house. The total number of internal control failures increased from the previous year...
state-of-the-SOX-market-report-20170728-j19071.pdf
Key Findings from the 2018 State of the SOX/IC Market Survey: The overall cost of SOX/IC compliance was flat or has increased. Co-sourcing of compliance functions has increased. Changes in accounting policy are the most significant challenge for SOX/IC professionals. Manual...
state-of-the-SOX-market-report-20180911-j45328-lp4.pdf