On January 13, 2026, SEC Chairman Paul S. Atkins issued a Statement titled “ Statement on Reforming Regulation S-K .” In his Statement Chairman Atkins notes: “Over the past forty-plus years, that repository (Regulation S-K) has grown from the size of a gym locker to the...
(1 CPE) Join SEC Pro for this replay of our timely discussion designed to help filers reflect on lessons learned from recent 10-K filings and prepare for evolving expectations in 2026. Patrick Gilmore (Deloitte) will share insights on current SEC disclosure trends, recent comment letter...
03-12-2026 | 11:00 AM - 12:00 PM CT
(1 CPE) As you transition from year-end reporting into the first quarter of a new filing cycle, understanding both recent SEC scrutiny and what lies ahead is critical. Join SEC Pro for a timely discussion designed to help filers reflect on lessons learned from recent 10-K filings and prepare...
03-10-2026 | 01:00 PM - 02:00 PM CT
Another amazing year is in the books, and it’s all thanks to members like you. You showed up time after time. You engaged in discussions, read blogs, attended webinars, and supported chapters. You helped make 2025 our best year yet. Before we ring in 2026, we’ve compiled the ultimate 'Best of...
On August 13, 2025, the SEC announced a new “ statistics and data visualization page ” that provides a wealth of capital market statistics including information about public offerings, exempt offerings and number and categories of reporting issuers. According to the SEC’s ...
The days of a cybersecurity breach being only “an IT issue” are over. During his years as an internal audit leader, Grant Ostler, Executive Advisor of Pro Groups, survived two cybersecurity incidents. And while he can confidently say it is never fun, it’s much more painful to go through one...
As companies prepare for their next proxy statement, the SEC Enforcement Division has sent a reminder to focus carefully on perks disclosures. In the latest of its on-going series of perks related enforcement actions, on December 17, 2024, Express, Inc . was charged with failure to...
This content has been provided by Equity Methods, a Community and Chapter Sponsor of the SEC Professionals Group. Equity Methods provides valuation, financial reporting, and human resources advisory services related to equity compensation and other complex securities. On March 8,...
By George Wilson As we discussed in this blog post , one of the challenges in the SEC’s July 2023 cybersecurity disclosure rules is determining when an Item 1.05 Form 8-K to disclose a material cybersecurity incident will be required. The Instructions for the 1.05 Form 8-K state: ...
By George Wilson On November 14, 2023, the Division of Enforcement announced its 2023 results in this Press Release and related Addendum . According to the Press Release, the Division of Enforcement: Brought 784 enforcement actions, an increase of 3%; Levied...
2900 University BlvdAmes, IA 50010
Email Us
JoinBenefitsCPE
Terms of UsePrivacy PolicyCCPA
SEC Pro
SOX & Internal Controls Pro
Sustainability Reporting Pro