Over the years the SEC’s Enforcement Division has brought a number of cases against companies, including J.P. Morgan Securities LLC , CBRE, Inc. and The Brink’s Company , for violating Rule 21F-17(a) of the Securities Exchange Act of 1934. This section of the Act prohibits...
Tuning Your Data Core for Global Mandates Welcome back to the May edition of Sustainability Industry Insights. As we look toward the second half of 2026, the push for global data transparency is hitting a critical inflection point. For US-based multinationals, domestic regulations are only...
In this virtual Workshop for SEC reporting professionals, using the SEC’s guidance discussed in our SEC 101 Reporting Essentials for Financial Professionals Workshop: Legal Foundations & SEC Research Tools or the SEC 101 Reporting Essentials for Lawyers Workshop: Legal Foundations & SEC...
09-16-2026 | 01:00 PM - 04:00 PM ET
In this virtual workshop for SEC reporting professionals, using the SEC’s guidance discussed in our SEC 101 Reporting Essentials for Financial Professionals Workshop: Legal Foundations & SEC Research Tools, or the SEC 101 Reporting Essentials for Lawyers Workshop: Legal Foundations & SEC...
09-04-2026 | 01:00 PM - 04:30 PM ET
The days of a cybersecurity breach being only “an IT issue” are over. During his years as an internal audit leader, Grant Ostler, Executive Advisor of Pro Groups, survived two cybersecurity incidents. And while he can confidently say it is never fun, it’s much more painful to go through one...
As companies prepare for their next proxy statement, the SEC Enforcement Division has sent a reminder to focus carefully on perks disclosures. In the latest of its on-going series of perks related enforcement actions, on December 17, 2024, Express, Inc . was charged with failure to...
This content has been provided by Equity Methods, a Community and Chapter Sponsor of the SEC Professionals Group. Equity Methods provides valuation, financial reporting, and human resources advisory services related to equity compensation and other complex securities. On March 8,...
By George Wilson As we discussed in this blog post , one of the challenges in the SEC’s July 2023 cybersecurity disclosure rules is determining when an Item 1.05 Form 8-K to disclose a material cybersecurity incident will be required. The Instructions for the 1.05 Form 8-K state: ...
By George Wilson On November 14, 2023, the Division of Enforcement announced its 2023 results in this Press Release and related Addendum . According to the Press Release, the Division of Enforcement: Brought 784 enforcement actions, an increase of 3%; Levied...
With artificial intelligence (AI) at the forefront of most company discussions about innovation, this updated report looks at how U.S. public companies are discussing the opportunities and risks that it provides and poses for disrupting business models. MyLogIQ’s key findings from the report...
2900 University BlvdAmes, IA 50010
Email Us
JoinBenefitsCPE
Terms of UsePrivacy PolicyCCPA
SEC Pro
SOX & Internal Controls Pro
Sustainability Reporting Pro