(1 CPE) Join SEC Pro for this replay of our timely discussion designed to help filers reflect on lessons learned from recent 10-K filings and prepare for evolving expectations in 2026. Patrick Gilmore (Deloitte) will share insights on current SEC disclosure trends, recent comment letter...
03-12-2026 | 11:00 AM - 12:00 PM CT
(1 CPE) As you transition from year-end reporting into the first quarter of a new filing cycle, understanding both recent SEC scrutiny and what lies ahead is critical. Join SEC Pro for a timely discussion designed to help filers reflect on lessons learned from recent 10-K filings and prepare...
03-10-2026 | 01:00 PM - 02:00 PM CT
Another amazing year is in the books, and it’s all thanks to members like you. You showed up time after time. You engaged in discussions, read blogs, attended webinars, and supported chapters. You helped make 2025 our best year yet. Before we ring in 2026, we’ve compiled the ultimate 'Best of...
This content has been provided by Equity Methods, a Community and Chapter Sponsor of the SEC Professionals Group. Equity Methods provides valuation, financial reporting, and human resources advisory services related to equity compensation and other complex securities. On March 8,...
By George Wilson On August 28, 2023, the SEC announced an Order of Suspension Pursuant to Rule 102(e) barring Peter Armbruster, CPA, former CFO of Roadrunner Transportation Systems, Inc. (“Roadrunner”), from appearing or practicing before the Commission. The bar was based on...
Former high-level staff of the Securities and Exchange Commission spent an hour answering live questions in front of nearly 400 people who attended the SEC Professionals Group Q3 national meeting in Nashville during the Workiva Amplify conference. Pro Group chapters across the country also tuned...
By George Wilson [Part 4 of 5] Details of Share Repurchase Disclosure Modernization As we overviewed in the first post in this series, in late 2022 and early 2023, the SEC adopted four Final Rules that created a raft of new and detailed reporting requirements in...
[Part 2 of 5] Insider Trading Arrangements and Related Disclosures (Rule 10b5-1 Plans) By George Wilson As we overviewed in the first post in this series, in late 2022 and early 2023, the SEC adopted four Final Rules that created a raft of new and detailed reporting...
[Part 3 of 5] Listing Standards for Recovery of Erroneously Awarded Compensation Disclosures As we overviewed in the first post in this series, in late 2022 and early 2023, the SEC adopted four Final Rules that created a raft of new and detailed reporting requirements in...
By George Wilson [Part 1 of 5] In late 2022 and early 2023, the SEC adopted four Final Rules that created a raft of new and detailed reporting requirements in Forms 10-Q and 10-K. (The rules also affected proxy statements – more about that in a later post.) This is the first...
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