Participants will learn the structure and details of Forms 10-K, 10-Q, and 8-K, with particular emphasis on challenging and complex disclosures and how to effectively use the SEC’s guidance
12-11-2024 09:00 AM - 12-12-2024 05:00 PM ET
11-04-2024 09:00 AM - 11-05-2024 05:00 PM ET
08-07-2024 09:00 AM - 08-08-2024 05:00 PM ET
06-11-2024 09:00 AM - 06-12-2024 05:00 PM ET
05-22-2024 09:00 AM - 05-23-2024 05:00 PM ET
See matching posts in thread - Who is attending SOX Summit 22?...
By George Wilson In the SEC’s December 14, 2022, Final Rule, Insider Trading Arrangements and Related Disclosures , the transition provisions provided: Issuers that are SRCs will be required to comply with the new disclosure and tagging requirements in Exchange Act periodic reports on Forms 10-Q, 10-K and 20-F and in any proxy or information statements that are required to include the Item 408, Item 402(x), and/or Item 16J disclosures in the first filing that covers the first full fiscal period that begins on or after October 1, 2023. All other issuers will be required to comply with the new disclosure and tagging requirements in Exchange Act periodic reports on Forms 10-Q, 10-K and 20-F and in any proxy or information statements that are required to include the Item 408, Item 402(x), and/or Item 16J disclosures in the first filing that covers the first full fiscal period that begins on or after April 1, 2023
Summary audit review for evaluationg the adequacy of the internal controls environment of retirement plans. Twelve Audit Steps and here is step 1 GENERAL: 1. Evaluate the adequacy of the internal controls environment of: a. the Plan Sponsor, b. the Record Keeper, c. the...
401kprg.txt
Learn to prepare and review the Current Reports on Form 8-K when and as required by the SEC. You will learn how to determine when a Form 8-K is required and when a voluntary Form 8-K may be appropriate. Required disclosures and compliance tips for each Form 8-K Item will be reviewed
11-15-2024 | 09:00 AM - 05:00 PM ET