Audit Templates (Standalone)

Title of the Audit Working Paper(s): Segregation of Duties Checklist- Financial Reporting

• Purpose of the working paper. To document SOD Matrix for Financial Reporting
• Audit objectives for the working paper. To assess control risk inherent in process of Financial Reporting
• Industry sector for your contribution (i.e. life insurance, banking, energy, etc.) Banking
• Functional area for your audit program. Finance
• Key words to help categorize programs and facilitate searches. SOD Matrix