Audit Templates (Standalone)

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Compliance Risk Template Example 

09-01-2019 10:35 AM

Compliance Risk Scoping and Inherent Risk Rating
Order of Completion
1. Cover Sheet enter the required details
2. Risk Scoping & Inherent Risks identify which risks are applicable and rate the applicable risk descriptions; the inherent risk will be auto-calculated
3. Key controls select key controls for the significant risks (high and very high)
4. Program Maturity rate all applicable compliance programs
5. Dashboard the dashboard will automatically generate the risk and maturity matrix based on your assessment.

This is a sample compliance risk scoping template. Use as an example in setting up for your company.

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Compliance_Risk_Template_Example.xlsx   209 KB   1 version
Uploaded - 09-08-2023

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