Audit Templates (Standalone)

Name: Client Acceptance & Anti Money Laundering Process Flow

Description:

• Title of the Audit Working Paper: Client Acceptance & Anti Money Laundering Process Flow
• Purpose of the working paper: To establish inherent risks and mitigating controls available with Asset Operations
• Audit objectives for the working paper: To assess control risk inherent in process of Accounts Payable Accruals
• Industry sector: Banking
• Functional area: Compliance
• Key terms: Risk Control Self Assessment, Are You In Control, Self Certification, Internal Control Self Assessment