Audit Templates (Standalone)

Name: Business Compliance RCSA

Description:

• Title of the Audit Working Paper: Risk Control Self-Assessment (RCSA) Checklist - Business Compliance
• Purpose of the working paper: To establish inherent risks and mitigating controls available with Business Compliance Unit.
• Audit objectives for the working paper: To provide reasonable assurance that risks inherent in Business Compliance Unit is effectively mitigated to achieve business objectives.
• Industry sector: Banking
• Functional area: Compliance
• Key terms: Risk Control Self Assessment, Are You In Control, Self Certification, Internal Control Self Assessment