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Banking - Client Acceptance & AML Process Flow_ 

02-09-2022 06:02 AM

Title of the Audit Working Paper(s): Client Acceptance & Anti Money Laundering Process Flow

Purpose of the working paper. To document process control document for Client Acceptance and Anti- Money Laundering

Audit objectives for the working paper. To assess control risk inherent in process of Client Acceptance and Anti- Money Laundering

Industry sector: Banking

Functional area: Compliance

Key words to help categorize programs and facilitate searches. Process Flow, Process Control Diagram


#Operational

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Client_Acceptance_AML_Process_Flow.xlsx   132 KB   1 version
Uploaded - 09-08-2023

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