Audit Templates (Standalone)

I. INTRODUCTION
This audit program is designed to test 401k loans for compliance with Your Company’s Summary Plan and ERISA regulations. Additionally, we will determine if opportunities exist to improve the administration of the 401k-loan program.
II. AUDIT AND OBJECTIVES
We will audit the 401k loans that are outstanding in Year(s).
The objectives of the audit are:
1. To determine if 401k loans are in compliance with Your Companies Summary Plan and ERISA regulations.
2. To determine if opportunities exist to improve the administration of the 401k Loan Program.